• Portuguese Court • Lisbon Court of Appeal on 11 November 2020 • Proc. Nº 1783/20.7T8PDL.L1 •
HIGHLIGHTS:
Lisbon Court of Appeal Concluded:
“In view of current scientific evidence, this test shows itself to be unable to determine beyond reasonable doubt that such positivity corresponds, in fact, to the infection of a person by the SARS-CoV-2 virus.”
KEY PUBLICATIONS JUDGES REFERRED TO:
- False-positive COVID-19 results: hidden problems and costs. The Lancet Respiratory Medicine, 8(12), 1167–1168. doi.org/10.1016/S2213-2600(20)30453-7
- Correlation Between 3790 Quantitative Polymerase Chain Reaction–Positives Samples and Positive Cell Cultures, Including 1941 Severe Acute Respiratory Syndrome Coronavirus 2 Isolates
COURT RULING
COURT REPORTER SUMMARY
PROCESS No. 1783/20.7T8PDL.L1-3
Date
November 11, 2020
Descriptors
Habeas corpus
Interest in bringing
SARS coronavirus-2
Testing RT-PCR
deprivation of freedom
Illegal detention
Summary I. The ARS cannot appeal a
decision that ordered the immediate release of four people, for illegal
detention, in the scope of a habeas corpus process (art.
220 als. c) and d) of the CPPenal), requesting that the mandatory
confinement of applicants, for being carriers of the SARS-CoV-2 virus (A….) and
for being under active surveillance, for high-risk exposure, decreed by the
health authorities (B…, C…. and D….. ) for not having legitimacy
or interest in acting.
II. The request made would also be manifestly
unfounded because:
A. Prescription and diagnosis are medical acts, the exclusive responsibility of a doctor, registered with the Medical Association (Regulation No. 698/2019, of 5.9).
Thus, the prescription of auxiliary diagnostic methods (such as viral infection detection tests), as well as the diagnosis of the existence of a disease, for any and all persons, is a matter that cannot be carried out by law. , Resolution, Decree, Regulation or any other way rules , as they are acts of our legal system reserves the exclusive competence of a doctor, given that this, the advice of your sick, you should always try to get their informed consent ( nº 1 of article 6 of the Universal Declaration on Bioethics and Human Rights).
B. In the case we are dealing with, there is no indication or proof that such a diagnosis was actually carried out by a qualified professional under the terms of the Law and who had acted in accordance with good medical practices. In fact, what follows from the facts given as established is that none of the applicants was even seen by a doctor, which is frankly inexplicable, given the alleged seriousness of the infection.
C. The only element that appears in the proven facts, in this regard, is the performance of RT-PCR tests, one of which presented a positive result in relation to one of the applicants.
D. In view of the current scientific evidence, this test is, by itself, unable to determine, without a reasonable margin of doubt, that such positivity in fact corresponds to the infection of a person by the SARS-CoV-2 virus, by several reasons, of which we highlight two (in addition to the issue of the gold standard, which, due to its specificity, we will not even address):
Because this reliability depends on the number of cycles that make up the test;
Because this reliability depends on the amount of viral load present.
III. Any diagnosis or any act of health
surveillance (such as the determination of the existence of
viral infection and high risk of exposure, which are covered by these
concepts) made without prior medical observation of
patients and without intervention of a physician registered with the OM ( who
proceeded with the evaluation of their signs and symptoms, as well as the exams
they deemed appropriate to their condition), violates Regulation
No. 698/2019, of 5.9, as well as the provisions of article 97 of the Statute of
the Medical Association, being liable to configure the crime of usurpation of
functions, p. and p. by article 358 al.b), of the Criminal Code.
IV. Any person or entity that issues an order, the
content of which leads to the deprivation of physical freedom, ambulatory, of
others (whatever the nomenclature this order takes: confinement,
isolation, quarantine, prophylactic protection, health surveillance,
etc.), that does not fit the legal provisions, namely the
provisions of art. 27 of the CRP , will be carrying out
an illegal detention , because ordered by an incompetent entity and
because motivated by a fact for which the law does not allow it.
(Summary prepared by the reporter)
Source: https://crlisboa.org/wp/juris/processo-n-o1783-20-7t8pdl-l1-3/
COURT DECISION
They agree in a conference at the 3rd Criminal section of
the Lisbon Court of Appeal
*
I – report
1. By decision of
26-08-2020, the request for habeas corpus was granted , as its
detention was illegal , and it was determined that immediate return to
freedom of Claimants SH__SWH___, AH___ and NK___. 2. Then came the REGIONAL
HEALTH AUTHORITY, represented by the Regional Directorate of Health of the
Autonomous Region of the Azores, to file an appeal against this decision,
requesting that it be validated.
mandatory confinement of
applicants, for being carriers of the SARS-CoV-2 virus (AH___) and for being
under active surveillance, for high-risk exposure, decreed by health
authorities (SH__, SWH__ and NK___).
4. The appeal has been
admitted.
5. The Mº Pº, in his answer,
defends that the present appeal must be considered unfounded.
6. In this court, the former
PGA applied for a visa.
II – previous point.
Since the appeal filed by the appellant must be rejected,
the court will limit itself, pursuant to paragraphs 1, a) and 2 of article 420
of the Code of Criminal Procedure, to summarily specifying the grounds of the
decision.
III – reasoning.
1.The decision rendered by the “a quo” court has the
following content:
Proven facts:
1. On 01/08/2020 the applicants arrived on the island of
São Miguel, coming by plane from the Federal Republic of Germany, where, at 72
(seventy and two) hours prior to arrival, they had performed a COVID test19,
with a negative result, copies of which were presented and delivered to the Regional
Health Authority, upon arrival at the airport in Ponta Delgada.
2. On 08/07/2020 and already during their stay on the
island of São Miguel, applicants AH___ and NK___ performed a second test to
COVID19.
3.On 08/10/2020 and also during their stay on the island
of São Miguel, applicants SH___ and SWH___ performed a second test to COVID19.
4. On 08/08/2020, applicant AH___ was informed by
telephone that her test carried out the day before had accused her of being
“detected”.
5. As of that day 08/08/2020, applicant AH___ no longer
cohabits with the other three applicants, having always maintained a distance
of no less than 2 (two) meters from them.
6.On 08/10/2020 applicants SH___, SWH___ and NK___ were
informed by telephone that their tests had been “negative”.
7. On 08/10/2020, the document was sent to all applicants
via e-mail, attached to pages 25, 25verse, 26 and 26 verse, signed by the
Health Delegate of the municipality of Lagoa, in office, Dr. Magno José
Viveiros Silva, called Notification of Prophylactic Isolation – Coronavirus
SARS- CoV-2/COVID Disease – 19, and two attachments (only one of them in
English) and which reads (equal content except for the identification of each
of the Applicants herein):
“Isolation (...)
Notification of
Prophylactic Isolation
Coronavirus SARS- CoV-2/COVID Disease – 19
Mário Viveiros Silva Lagoa Health Authority
Pursuant to Normative Circulars No. DRSCINF/2020/22 of
2020/03/25 and DRS CNORM2020/39B of 2020/08/04 of the REGIONAL HEALTH AUTHORITY
(attached) and of Standard No. 015/2020, of 24/ 07/2020 of the Directorate
General of Health (attached) I determine the
PROPHYLACTIC ISOLATION
OF
(...)
Holder of the Citizen Card/PASSPORT No. (...), valid ...
until ... with the number of social security identification for the period from
08/08/2020 to 22/08/2020 due to the danger of contagion and as a containment
measure for COVID 19 (SARS-Cov-2)
Date 2020/08/10 (... )
8. The Claimants requested that they send the said
results, and the test report was sent to Claimants AH___ and NK___ by email on
08/13/2020 and to Claimants SH___ and SWH___ yesterday, 24/ 08/2020, by e-mail,
reports written in Portuguese.
9.Between August 1st and 14th, applicants were
accommodated at the Marina Mar II accommodation, in Vila Franca do Campo.
10. From August 14th onwards, applicants are accommodated
at "THE LINCE AZORES GREAT HOTEL, CONFERENCE & SPA", in Ponta
Delgada (where they are currently located), by order of the Health Delegate
under the terms described in 7 as follows:
- In room 502 are the applicants SH___ and SWH___.
- In room 501 is the applicant AH___.
- In room 506 is the applicant NK___.
11. The applicants have tried at least 3 times to contact
the telephone helpline they know (296 249 220) to be clarified in their
language or at least in English, but they have never had any success, as they
only answer and respond in Portuguese, which the applicants do not understand.
12.At the hotel, meals are delivered to the room, by
hotel services, at pre-determined times and according to a choice made by third
parties, except during the first 3 days at the Hotel Lynce in which breakfast
was served and the remaining meals through room service.
13.On August 15, while complying with the prophylactic
isolation determined by the Health Delegate, the applicant AH___ began to
suffer from an inflammation in her mouth, apparently resulting from the dental
appliance she was wearing.
14. Having, by telephone, to the number 296 249 220, I
shared this situation with the Regional Health Authority, who requested the
necessary medical support.
15.This request was ignored by the aforementioned
helpline, which did not provide the respondent AH___ with the necessary
support.
16. Not seeing any support, two days later, on August
17th, duly protected by a mask and gloves, the applicant SWH___ left her room,
went to the nearest pharmacy to the hotel, where she purchased an ointment to
temporarily overcome the situation, and immediately returned to the hotel and
to her room.
17. On 8/19/2020 the Health Delegate, Dr. JMS___, was
sent to the Claimants by e-mail, which specifically reads:
“(...) AH___ is only considered cured after having a
negative test and a 2nd negative cure test, when that happens the health
delegation will contact you (...) (sic).
18. On 8/21/2020 the following message was sent to the
four applicants by the Health Delegate Dr. JMS___, via email: "In other
words, when they finish the quarantine they must take a test and if it is
negative they can leaving home” (sic).
19. On that same August 21st, the applicant SH___
questioned the aforementioned physician and Health Delegate, Dr. JMS___, by
email that he sent the following (translated to Portuguese language free of
charge):
“Dear Dr. JMS___ ,
We have already done two COVID/person tests, all were
negative (SH___, SWH___, NK___). ..and after that we spent 2 weeks in
isolation, and none of us report any symptoms!!
We have Dr. MMS___'s documents, confirm.
Nobody told us anything about the new tests after the
isolation time?!
We have already rescheduled our flights and are planning
to leave the island.
Explain the reason for your statement.
Why wasn't the COVID test of AH___ done yesterday?
Greetings,
SH___”
20. The applicants did not receive any response to this
email, with the exception of the Claimant AH___, who was informed that a new
screening test was scheduled to be carried out, specifically, for the next day
of 08/29/2020.
21. On 08/20/2020, applicant AH___ performed a third test
to COVID19, and on the following day (08/21/2020), only by telephone, she was
informed that the result had been "detected".
22. Applicant AH___ requested that written evidence of
this positive result be sent to her, which was sent to her by email yesterday,
08/24/2020.
23. The Applicants questioned the reception staff of the
hotel where they are located, having been told that none of the four
applicants, without exception, may be absent from the rooms.
24. Applicants do not have, and have never had, any
symptoms of the disease (fever, cough, muscle pain, sneezing, lack of smell or
palate).
25. The applicants were not explained the content of the
two documents sent to them with the writings listed in point 7.
26. The applicants have their habitual residence in the
Federal Republic of Germany, identified in these records.
Rationale:
The question raised here is that the Applicants are
deprived of their liberty (from the 10th of August to the present date, as
follows from the proven facts) and, consequently, can avail themselves of the
present institute of habeas corpus - as we will go on to explain –, it leads to
knowing whether or not there is a legal basis for this deprivation of liberty.
Indeed, without even questioning the organic
constitutionality of Regional Government Council Resolution 207/2020, of 31
July 2020, currently in force within the scope of the procedures approved by
the Government of the Azores to contain the dissemination of the SARS-COV-
virus 2 in this Autonomous Region, in the situation in question, the
detention/confinement of the Applicants since the past 10th of August is
materialized by a communication carried out by e-mail, in Portuguese, in the
terms given as proven under point 7.
were detained from the 10th to the 14th of August 2020 in
a hotel development in Vila Franca do Campo and from the 14th of August 2020 to
the present date confined, and therefore detained, in a hotel room in this city
of Ponta Delgada. We cannot forget, not least because it stands out from the
list of proven facts, that the power of movement and the right of mobility of
the Applicants - or of any other individual in the same situation - are so
limited that the first exit from the rooms where they are they found it was to go
to this court and make statements (with the exception of the trip to the
Applicant SWH___'s pharmacy in clear desperation to attend to her daughter's
pains in the proven terms).
In short, after analyzing the ascertained factuality, it
is inexorable to conclude that we are facing a real deprivation of personal and
physical freedom of the applicants, not consented by them, which prevents them
not only from moving, but also from being with their family, living for about
16 days separated (applicants SH___ and SWH___ and her daughter, here
Applicant, AH___) and, in the case of Applicant NK___ all alone, without any
physical contact with anyone. To say that there is no deprivation of liberty
because they can leave their rooms at any time, in which they are, is a
fallacy, and it is enough to pay attention to the communications made to them
after August 10th, none of them in German,
Therefore, since the Applicants are deprived of their
freedom, given the proven circumstances, it is necessary to trace the path on
which we are moving, starting the journey through the guiding light of the
Portuguese legislative system: the Constitution of the Portuguese Republic.
Thus, in terms of the hierarchy of norms, it is important
to remember that, as provided for in article 1 of the CRP, “Portugal is a
sovereign Republic, based on the dignity of the human person and on the popular
will and committed to building a free, just society and solidary.”. Hence, it
is clear that the unity of meaning in which our system of fundamental rights is
based is based on human dignity – the principle of the dignity of the human
person is the axial reference of the entire system of fundamental rights.
One of them, the most relevant given its structuring
nature of the democratic state itself, is the principle of equality, provided
for in article 13 of the CRP, which states, in paragraph 1, that "All
citizens have the same social dignity and are equal before the law.”, adding
paragraph 2, that “No one may be privileged, benefited, harmed, deprived of any
right or exempt from any duty on account of ancestry, sex, race, language,
territory of origin, religion, political or ideological convictions, education,
economic status, social status or sexual orientation.”.
And, in what is particularly important here, under the
heading “right to freedom and security”, article 27, nº 1, of the CRP states,
“Everyone has the right to freedom and security”, referring to José Lobo
Moutinho, in an annotation to such article, that "Freedom is an absolutely
decisive and essential moment - not to say, the very and constitutive way of
being - of the human person (Ac. No. 607/03: "ontic demand"), which
lends him that dignity in which finds its granitic foundation in the Portuguese
legal (and, above all, legal-constitutional) order (Article 1 of the
Constitution). In this sense, it can be said the cornerstone of the social
edifice” (Ac. n° 1166/96)” (aut.cit., in op. cit., p. 637).
Since human freedom is not one-dimensional, it can take
on multiple dimensions, such as articles 37 and 41 of the CRP, the freedom in
question in article 27 is physical freedom, understood as freedom of bodily
movement, of coming and going, freedom of movement or mobility, providing in
paragraph 2 of this last article that " No one may be totally or partially
deprived of liberty, except as a result of a judgment condemning the practice
of an act punishable by law with the penalty of imprisonment or judicial
application of security measure.” – our underscore.
The exceptions to this principle are typified in
paragraph 3, which provides that:
“ The deprivation of liberty is excluded from this
principle, for the time and under the conditions that the law determines, in
the following cases:
a) Detention in flagrante delicto;
b) Detention or preventive detention for strong evidence
of the commission of a felony which corresponds to a prison sentence whose
maximum limit is greater than three years;
c) Arrest, detention or other coercive measure subject to
judicial control, of a person who has entered or remains illegally in the
national territory or against whom an extradition or expulsion process is in
progress;
d) Disciplinary imprisonment imposed on military
personnel, with a guarantee of appeal to the competent court;
e) Subjection of a minor to measures of protection,
assistance or education in an adequate establishment, decreed by the competent
judicial court;
f)Detention by court order due to disobedience to a
decision taken by a court or to ensure appearance before the competent judicial
authority;
g) Detention of suspects, for identification purposes, in
cases and for the time strictly necessary;
h) Internment of a patient with a mental disorder in an
appropriate therapeutic establishment, decreed or confirmed by a competent
judicial authority.”
Finally, it should be recalled that, in the event of
deprivation of liberty against the provisions of the Constitution and the Law,
the State is constituted with the duty to compensate the injured party under
the terms established by the law, as follows from paragraph 5 of article 27,
noting that , in accordance with article 3 of the CRP:
(...) 2. The State is subordinate to the Constitution and
is based on democratic legality.
3. The validity of laws and other acts of the State,
autonomous regions, local authorities and any other public entities depends on
their compliance with the Constitution.
Having arrived here, having traced the legal territory,
let's take a closer look at the situation in which the Regional Health Authority
moved in the situation under analysis.
Claimants SH__SWH__ and NK_ performed a screening test
for the SARS-CoV-2 virus, the result of which was negative for all of them,
with the same positive test being obtained for Claimant AH___, which led to the
aforementioned order of prophylactic isolation and consequent permanence of
these under the terms set out and tasted.
Therefore, given the content of the notification made to
the Applicants, this court cannot fail to express, ab initio, its perplexity at
the determination of prophylactic isolation to the four Applicants.
As follows from the definition given by the Directorate
General of Health, “Quarantine and isolation are essential measures of social
distancing in public health. They are especially used in response to an
epidemic and are intended to protect the population from person-to-person
transmission. The difference between quarantine and isolation stems from the
state of illness of the person who wants to be socially withdrawn. In other
words:
“quarantine is used on people who are supposed to be
healthy, but may have been in contact with an infected patient;
isolation is the measure used in sick people, so that
through social distancing they do not infect other citizens.” (at https://www.sns24.gov.pt/tema/doencas-infecciosas/covid-19/isolamento/?fbclid=IwAR34hD77oLCpxUVYJ9Ol4ttgwo4tsTOvPfIa3Uyoh0EJEbCs3jEihkaEPAY#sec-0
).
Returning to the present case, the Regional Health
Authority decided to erase essential concepts, as they delimit the
differentiated treatment (because it is different, pass the pleonasm), of the
situations of infected people and of those who were in contact with them,
before the order of prophylactic isolation to all applicants, despite only one
of them having positive results in the aforementioned screening test. Furthermore,
it decided to make a dead letter of the Government Council Resolution no.
207/2020 of 31 July, interfering with the mandatory submission to judicial
validation by the competent court decreed that it be mandatory quarantine, when
it comes to satiety of the facts proven that Claimants SH__SWH__ and NK___, at
best, are subject to mandatory quarantine.
It did not do so within the 24 hours provided for in
point 6 of the aforementioned Resolution, not even within a longer period - as
in the 48 hours provided for in article 254, paragraph 1, subparagraph a) of
the Code of Criminal Procedure, or in article 26, no. 2, of the LSM –
continuing to make any communication and, in this way, the evident restriction
of the freedom of the Claimants SH__SWH__ and NK_ will always be illegal.
In this step, the aforementioned Resolution of the
Government Council No. 207/2020, of July 31, 2020, provides in its point 4 that
in cases where the result of the virus test for SARS-CoV-2 is positive, the
authority of within its competences, will determine the procedures to be followed.
The Applicant AH___ positive in the screening test for the virus in question
was notified, reiterate in the same terms as the other Applicants, of the order
of prophylactic isolation between 08/10/2020 and 08/22/2020.
At this point, it must be made clear that the
notification made as proven under point 7, is brought from what is contained in
the Standard of DGS015/2020, a rule to which it alludes in addition to the
normative circulars (available for consultation athttps://www.dgs.pt/directrizes-da-dgs/normas-e-circulares-normativas/norma-n-0152020-de-24072020-pdf.aspx
), and tells us, in what matters here: (. ..) Contacts with High Risk Exposure
15. A contact classified as having high risk exposure,
under the terms of Annex 1, is subject to:
a. Active surveillance for 14 days from the date of the
last exposure;
b. Determination of prophylactic isolation, at home or in
another place defined at the local level, by the Health Authority, until the
end of the period of active surveillance, in accordance with the model of
Dispatches No. 2836-A/2020 and/or n. 3103-A/20202 (model accessible at http://www.seg-social.pt/documents/10152/16819997/GIT_70.docx/e6940795-8bd0-4fad-b850-ce9e05d80283
)
Following this standard of the General Directorate of
Health, one can read, among others, in normative circular No.
DRSCNORM/2020/39B, of 2020-08-04 (available for consultation at http://www.azores.gov.
pt/NR/rdonlyres/25F80DC1-51E6-4447-8A38-19529975760/1125135/CN39B_signed1.pdf
),
(...)
a. High-risk
close contacts High-risk close contacts are treated as
suspected cases until the laboratory result of the suspected case. These close
contacts should screen for SARS-CoV-2. The following are considered high risk
contacts: i. Cohabitation with a confirmed case of COVID-19; (...)
ii. Surveillance and Control of Close Contacts
3. Close contacts of high risk, considering that,
currently, it is estimated that the period of incubation of the disease (time
elapsed from exposure to the virus until the onset of symptoms) is between 1
and 14 days, they must comply with 14 days of prophylactic isolation, even if
they present negative screening tests during this period, and the test should
be performed on the 14th day. If the test result on the 14th day is negative,
they are discharged. If close high-risk contacts coexist with the positive
case, they should only be discharged when the positive case is cured, and, in
this way, the respective prophylactic isolation should be extended.
(...)
13. Compliance with prophylactic isolation
All persons identified as suspected cases, until the
negative results are known, undergo prophylactic isolation;
All persons who tested positive for Covid-19 and who are
discharged after a cure test (in-patient or at home) do not need to undergo
another 14-day isolation period or repeat a new test on the 14th day.
All passengers arriving at the Region's airports from
airports located in areas considered to be areas of active community
transmission or with active transmission chains of the SARS-CoV-2 virus must
comply with the procedures in force in the Region at the time.
Having arrived here, let us analyze the legal value of
norms/guidelines of the General Directorate of Health and normative circular
39B, of 08/04/2020, of the Regional Directorate of Health, leaving
no doubt that we have entered the sphere of administrative guidelines.
In this regard, with the specificity of reporting to the
Tax Authority - which has the same administrative legal position as the
National Health Authority in the State's ius imperium -, CASALTA NABAIS (Tax
Law, 6th ed., Almedina, p. 197), "the so-called administrative guidelines,
traditionally presented in the most diverse forms as instructions, circulars,
circular letters, circular letters, normative orders, regulations, opinions,
etc.", which are very frequent in tax law constitute "internal
regulations that, as they are only addressed to the tax administration, only
this one owes them obedience, being, therefore, mandatory only for the bodies
located hierarchically below the authorizing body.
Therefore, they are not binding on individuals or on the
courts. And this is either organizational regulations, which define rules
applicable to the internal functioning of the tax administration, creating
working methods or modes of action, or interpretative regulations, which
interpret legal (or regulatory) precepts.
It is true that they densify, explain or develop the
legal precepts, previously defining the content of the acts to be performed by
the administration when they are applied. But that does not make them the
standard of validity of the acts they support. In fact, the assessment of the
legality of the acts of the tax administration must be carried out through
direct confrontation with the corresponding legal norm and not with the
internal regulation, which intervened between the norm and the act”.
However, the issue of the normative relevance of the
Administration Circulars (Tax) was already raised and analyzed in the
Constitutional Court Judgments No. 583/2009 and 42/14, of 11.18.2009 and of
12.09.2014, respectively, and that Court decided, with which we agree, that the
prescriptions contained in the Tax Administration Circulars, regardless of
their persuasive effect on the practice of citizens, do not constitute norms
for the purposes of the constitutionality control system entrusted to the
Constitutional Court.
As that edge underlined (Judgment 583/2009) “(...) These
acts, in which the “circulars” loom large, emanate from the power of
self-organization and the hierarchical power of the Administration. They
contain generic service orders and it is for this reason and only in the
respective subjective scope (of the hierarchical relationship) that compliance
is assured. They incorporate guidelines for future action, transmitted in
writing to all subordinates of the administrative authority that issued them. They
are standardized decision-making modes, assumed to rationalize and simplify the
operation of services. This is worth saying that, although they may indirectly
protect legal certainty and ensure equal treatment through uniform application
of the law, they do not regulate the matter they deal with in confrontation
with individuals, nor do they constitute a decision rule for the courts.”
Consequently, lacking heteronomous binding force for
individuals and not imposing themselves on the judge except for the doctrinal
value they may have, the provisions contained in the "circulars" do
not constitute norms for the purposes of the constitutionality review system
within the competence of the Constitutional Court.
What has been said, allows us to conclude that the
administrative guidelines conveyed in the form of a normative circular, as in
the present case, do not constitute provisions of legislative value that can be
the object of a formal declaration of unconstitutionality - see Judgment of the
Supreme Administrative Court, of 21/06/2017, available for consultation in www.dgsi.pt .
And, to make it clear that the regulations invoked by
the Regional Health Authority that upheld the deprivation of liberty imposed on
the Applicants through notification of prophylactic isolation are non-binding
administrative guidelines for the Applicants. By the way. just pay
attention to who they are addressed respectively to:
Normative Circular No. DRSCNORM/2020/39B:“To: Health
Units of the Regional Health Service, Municipal Health Delegates (C/c Regional
Civil Protection Service and Azores Fire Service, Line de Saúde Azores)
Subject: Screening of SRAS-CoV-2 and approach of suspected or confirmed cases
of infection by SARS-CoV-2 Source: Regional Directorate of Health (...)
Standard 015/2020, of 07/24/2020: “TOPIC: COVID-19:
Contact Tracing KEYWORDS: Coronavirus, SARS-CoV-2, COVID-19, Contact Tracing,
Epidemiological Investigation
FOR: Health system (...).
In this sequence, and, in summary, this court cannot fail
to emphasize that the present case, we allow ourselves to say aberrant, of
deprivation of liberty of persons, absolutely lacks any legal basis, and do not
come back with the argument that the defense of public health is at stake
because the court always acts in the same way, that is, in accordance with the
law, in fact, hence the need for judicial confirmation enshrined in the Mental
Health Law in the case of compulsory internment, as from the facts found and
from the above results:
- The Applicants have been confined to the space of one
room for about 16 days, based on a notification of "prophylactic
isolation" until 08/22/2020, a period that has already been exceeded and
the notification operated, which in any case it is illegal as a means of
detaining people for the reasons already explained (just paying attention to
the constitutional norms set out above), has expired;
- The Applicants were never transmitted any information,
communication, notification, as appropriate, in their mother tongue, nor were
they provided with an interpreter, immediately in flagrant violation of the
European Convention on Human Rights (articles 5, no. 2 and 6, paragraph 3,
subsection a) and the criminal procedural rules (cf. art. 92 of the Criminal
Procedure Code), that is, in our legal system, a foreign person detained and
without control of the Portuguese language is immediately appointed
interpreter, and, in the case of the Applicants who limited themselves to
travel to this island and enjoy its beauty, they were never granted such a
possibility;
- Applicants after 08/22/2020 are confined to the space
of a room based on the following communications:
- On 08/19/2020, the Health Delegate, Dr. JMS___, sent an
e-mail to the Claimants, which specifically reads:
“(...) AH___ is only considered cured after having a
negative test and a 2nd negative cure test, when this happens the health
delegation will contact you (...) (sic).
- On 8/21/2020, the following message was sent to the
four applicants by the Health Delegate Dr. JMS___, via email: “In other words,
when they finish the quarantine they have to take a test and if it is negative
they can leave from home” (sic);
- The deprivation of liberty of the Applicants was not
subject to any judicial review.
As we said initially, we could also consider the organic
constitutionality of Government Council Resolution no. 1207/2020, of 31 June,
however, we believe it to be a negligible issue for the object of the decision
to be rendered, which is intended to be swift, because even the In light of
such a resolution, the decision cannot be different, based on the decision of
the Constitutional Court, of 07/31/2020, in the scope of case No. 424/2020,
and, because the position of the Regional Health Authority in the present
circumstances leads to to the application of normative circulars, with the
value explained above.
Finally, and because this court has been pronouncing
successively and recently within the scope of this institute of "habeas
corpus" in light of the orders issued by the Regional Health Authority, we
allow ourselves to subscribe and underline the following excerpt from the first
decision of this Criminal Investigation Court:
"The issue of compulsory confinement in the case of
contagious diseases, and the terms under which it should occur, is a pressing
issue, and one that is not supported by article 27, paragraph 3, of the CRP,
namely in its subparagraph h), where only provision is made for the
hospitalization of a patient with a mental anomaly in an appropriate
therapeutic establishment, decreed or confirmed by a competent judicial
authority. It is urgent to legislate on this matter, clearly establishing the
fundamental principles to which it must comply, leaving the detailed aspects to
secondary law - and only these.
For, as Professor Gian Luigi Gatta, who we quote here in
a free translation, says,“Right now, the country's energies are focused on
emergency. But the need to protect fundamental rights, also and above all in an
emergency, requiring the Courts to do their part. Because, in addition to
medicine and science, also law - and human rights law in the first place - must
be at the forefront: not to prohibit and sanction - as is being stressed too
much these days - but to guarantee and protect everyone we. Today the emergency
is called a coronavirus. We don't know tomorrow. And what we do or don't do
today, to maintain compliance with the system's fundamental principles, can
condition our future.” (in “I diritti fondamentali all the proof of the
coronavirus. Perché it is necessary a legge sulla quarantine”,)”.
It will not be difficult to admit and accept that the
legislative turmoil generated around the containment of the spread of COVID-19
had - and will continue to have - in its raison d'être the protection of public
health, but this turmoil can never harm the right to death. freedom and
security and, ultimately, the absolute right to human dignity.
It remains to decide accordingly.
(…)
Therefore, in light of the above, as illegal the
detention of Claimants SH__SWH___, AH___ and NK___, I decide to uphold the
present request for habeas corpus and, consequently, I order their immediate
return to freedom.
2. The appellant made the following conclusions,
which he drew from his motivation:
1. The object of the present appeal is the decision
rendered by the learned Court a quo considered "illegal the detention of
the Claimants SH__SWH___, AH___ and NK___" and decided to "uphold the
present request for habeas corpus and, consequently, I order the immediate
restitution from them to freedom.”;
2.Only for reasons of procedural economy, that is,
because it is of little relevance to the assessment of the merits of the case,
the factuality given as proven is not appealed, however, it should be noted
that it was based solely on the statements of the applicants themselves.
3. The contested decision, claiming that the applicant
did not comply with point 6 of the Resolution of the Council of the Regional
Government of the Azores no. 207/2020, of 31 July 2020, violated the scope of
application of the same Resolution, defined in point 1 of the same Resolution;
4. The judicial validation of mandatory quarantine,
provided for in point 6 of said resolution, only applies to mandatory
quarantine decreed to passengers who do not accept, alternatively, any of the
procedures, provided for in point 1 of the aforementioned Resolution;
5. The applicants complied with the procedure provided
for in subparagraph a) of point 1 of Resolution 207/2020, of July 31, 2020, and
therefore could never be subject to mandatory quarantine, under that Resolution
and, consequently, there is no place for judicial validation, provided for in
point 6 of Resolution No. 207/2020, of 31 July 2020.
6. Contrary to what is defended in the contested
decision, the Portuguese legal system allows the adoption of exceptional
measures, including separation of persons, consequent decree of mandatory
confinement of infected persons with a high probability of being infected,
through the mechanism provided for in article 17 of Law No. 81/2009, of 21
August;
7. The Council of Ministers legitimately made use of the
exceptional regulatory power, provided for in article 17 of Law No. 81/2009,
through Resolutions of the Council of Ministers No. 55-A/2020, of July 31, 2020
and No. 63-A/2020, of August 14th;
8.No. 2 of the Resolution of the Council of Ministers No.
55-A/2020, of 31 July 2020, ordered exceptional measures to be applied
throughout the national territory, necessary to combat COVID -19, namely those
provided for in the regime attached to that resolution;
9.Article 2 of the Annex decreed that:
“Article 2
Mandatory confinement
1 - They are in mandatory confinement, in a health
establishment, in their home or in another place defined by the health
authorities:
a) Patients with COVID -19 and those infected with SARS
-CoV-2;
b) Citizens for whom the health authority or other health
professionals have determined active surveillance.
2 – (...)”
10. The applicant AH___ being infected with the
SARS-CoV-2 virus, in compliance with article 2, paragraph 1, subparagraph a) of
Annex I of the Resolution of the Council of Ministers 55-A/2020, had to be in
mandatory confinement;
11. The lower court, by decreeing the habeas corpus of
AH___ and allowing its free circulation, violated article 17 of Law no.
81/2009, of 21 August, by reference to article 2, no. 1, subparagraph a) of
Annex I of the Resolution of the Council of Ministers No. 55-A/2020;
12. Applicants SH__SWH__ and NK_ in accordance with the
rules stipulated by the National Health Authority, contained in Norm 015/2020,
of 07/24/2020, are contacts with High Risk Exposure, and shall be subject to:
a. Active surveillance for 14 days from the date of the
last exhibition;
b. Determination of prophylactic isolation, at home or in
another place defined at the local level, by the Health Authority, until the
end of the period of active surveillance, in accordance with the model of
Dispatches No. 2836-A/2020 and/or n. º 3103-A/20202"
13. The applicants SH__SWH__ and NK_ are subject to
active surveillance, in compliance with article 2, paragraph 1, subparagraph b)
of Annex I of the Resolution of the Council of Ministers no. 55-A/2020, had to
be in mandatory confinement;
14. The lower court, by decreeing the habeas corpus of
SH__SWH__ and NK_ and allowing their free circulation, violated article 17 of
Law no. 81/2009, of August 21, by reference to article 2, no. 1, subparagraph
b) of Annex I of the Resolution of the Council of Ministers No. 55-A/2020.
15. The contested decision must be revoked and replaced
by another that validates the mandatory confinement of the applicants, as they
are carriers of the SARS -CoV-2 (AH___) virus and because they are under active
surveillance, due to high risk exposure, decreed by the health authorities
(SH__SWH__ and NK___).
3. In his response, the MºPº drew the following
conclusions:
1— The judgment
of the Constitutional Court of 07/31/2020 (Proc. 403/2020; 1st Section; Cons.
José António Teles Pereira), after concluding that mandatory confinement,
either through quarantine or through prophylactic isolation, constitutes a true
deprivation of liberty not provided for in art. 27, no. 2, of the CRP, and that
all deprivations of liberty require the prior authorization of the Assembly of
the Republic, which was not the case with the Resolutions of the Regional
Government of the Azores that imposed a mandatory quarantine, considered the
organic unconstitutionality of the aforementioned norms.
2 — These norms, declared unconstitutional by the
Constitutional Court, are in all materially identical to those contained in
Resolutions of the Council of Ministers nos. 55-A/2020, of 07-31, 63-A/2020, of
08-14 , and 70-A/2020, of 09/11, and No. 88-A/2020, of 10-14, insofar as they
provide for deprivations of liberty not provided for in an appropriate legal
diploma issued by the competent entity, as well as are not found in the
exceptions provided for in art. 27, paragraph 3, of the CRP, so they must also
be unapplied for violation of art. 27(1) of the CRP.
3 — Foreseeing art. 5, no. 1, al. e) of the European
Convention on Human Rights (Convention for the Protection of Human Rights and
Fundamental Freedoms — Rome, 11-04-1950), on the right to liberty and security,
which states that “Everyone has the right to freedom and security" and
that "No one may be deprived of their liberty, except in the following
cases and in accordance with the legal procedure: (...) "If it is the
legal detention of a person liable to spread a contagious disease, a mentally
insane person, an alcoholic, a drug addict or a vagabond”, we can conclude that
the deprivation of liberty of a person likely to spread a contagious disease is
a form of detention and that, according to the Convention, States provide in
their domestic legislation for the detention of these persons.
4 — Taking into account the constitutional principle of
the typicality of measures depriving liberty, and not providing for art. 27, of
the CRP, in none of the paragraphs of its number 3, the deprivation of liberty
of a person "likely to spread a contagious disease",
5 - And having paragraph h) - which provides for the
hospitalization of a patient with a mental anomaly in an adequate therapeutic
establishment —has been added by art. 11.0, no. 6, of Constitutional Law no.
1/97, of 20 September (4th constitutional revision), at a time when the
European Convention on Human Rights already expressly provided for the
detention of a person liable to propagate contagious disease,
6 — And that the constitutional legislator, neither in
the aforementioned constitutional review nor in a subsequent one, added another
paragraph to no. 3 of art. 27th to provide for this possibility, as it did in
relation to the internment of a patient with a mental disorder, we can conclude
that we are facing a conscious decision of the constitutional legislator not to
allow the deprivation of the freedom of a person capable of spreading a
contagious disease to be carried out, just for that fact.
7 — From the analysis of the constitutional regime of the
right to liberty and security provided for in art. 27, no. 1, of the CRP, we
can thus conclude that it is not possible for the legislator, even through the
Assembly of the Republic or the Government authorized by it, to create
deprivations of liberty that are not provided for in no. 3 of the
aforementioned constitutional regulation, namely with regard to people with
infectious and contagious diseases, whether these deprivations of liberty are
confinement, quarantines or prophylactic isolation, without any rules created
for that purpose incurring material unconstitutionality for violation of the
aforementioned constitutional regulation.
8 — Turning now to the legal regime for the internment of
patients with contagious diseases, Law No. 2036 of 08-09-1949 provided for the
possibility of promoting the isolation or internment of people with infectious
diseases, but only, in this last case, in situations where there was a serious
danger of contagion, with an appeal to an authority for the decision of
isolation or internment.
9 — In turn, art. 17 of Law No. 81/2009, of 21-08, which
repealed Law No. 2036 of 09/08-1949, allows the member of the Government
responsible for the health area a special regulatory power, in accordance with
the stipulated by base XX of Law No. 48/90, of 24-08 (Basic Health Law),
namely, "take essential exceptional measures in case of public health
emergency, including restriction, suspension or closure of activities or
separation of people who are not sick, means of transport or goods that have
been exposed, in order to avoid the possible spread of infection or
contamination”.
10— From this, it follows, from the outset, that the
possibility of promoting the isolation or hospitalization of people with
infectious-contagious diseases is not provided for in this law, as was provided
for in Law No. 2036 of 09-08-1949. On the other hand, since the measures
taken by the health authorities must respect the Constitution and the law and
the Constitutional Law does not provide for the deprivation of liberty of
people with infectious diseases, the interpretation to be given to the
expression «separation of people who are not patients, means of transport or
goods, who have been exposed”, in order to comply with the Constitution of the
Portuguese Republic, it cannot reach the core of the right to liberty, that is,
it must not constitute a total deprivation of liberty.
11 — On the other hand, the current Basic Health Law —
Law No. 95/2019, of 04-09 — provides in Base 34, on the defense of public
health, that the public health authority may «b) Unleash, in accordance with
the Constitution and the law, the internment or the compulsory provision of
health care to persons who otherwise constitute a danger to public health».
12 – Law No. 82/2009, of 02-04, which regulates the legal
regime for the designation, competence and operation of entities exercising the
power of health authorities, provides in its art. 5th the competences of the
health authority, namely, «c) To trigger, in accordance with the Constitution
and the law, the internment or the compulsory provision of health care to
individuals in a situation of harming public health».
13 — From this it follows that, since the measures taken
by the health authorities must respect the Constitution and the law, and the
Constitutional Law does not provide for the deprivation of freedom of people
with infectious diseases, if the interpretation to be given to the expression
«hospitalization or the compulsory provision of health care to individuals in a
situation of harming public health' either in the sense that health authorities
may order the internment, or other measure restricting the freedom of movement,
or the compulsory provision of health care from people with infectious and
contagious diseases, such interpretation of the law is materially
unconstitutional for violation of art. 27(1) of the CRP.
14 — Defining Law No. 27/2006, of 03-07 (Basic Civil
Protection Law) "Serious accident" as an unusual event with
relatively limited effects in time and space, capable of affecting people and
other beings living, goods or the environment, but establishing in art. 5, no.
1, al. a), the principle of priority of public interest relating to civil
protection in relation to the interests of national defense, internal security
and public health, we can conclude that serious situations of public health,
such as the current pandemic, are not included in the public interest relating
to civil protection, therefore, are not included in the concepts of
"serious accident" and "catastrophe" referred to in art. 3
of the Civil Protection Law.
15 — From this it can also be concluded that the
Resolutions of the Council of Ministers — and the Resolutions of the Council of
the Regional Government — which were based on the Basic Civil Protection Law to
declare "the contingency and alert situation, within the scope of the
disease pandemic COVID-19", namely the Resolutions of the Council of
Ministers No. 55-A/2020, of 07-31, 63-A/2020, of 08-14, 68-A/2020, of 08-28,
and 70-A/2020, of 11-09 — revoked by Resolution of the Council of Ministers No.
88-A/2020, of 14-10, currently in force —, which provide in point 2 the
«mandatory confinement, in establishment of health, in the respective household
or in another place defined by the health authorities: (...) «a) Patients with
COVID-19 and those infected with SARS-CoV-2; (...the Civil Protection Law
does not apply to situations of danger to public health.
directly violate art. 27, paragraph 1, of the CRP,
therefore, as unconstitutional, they should be disapplied in this case,
contrary to the request made by the applicant,
17 — The sub judice decision being maintained.
4. The applicant is the regional health authority,
represented by the Regional Health Directorate of the Autonomous Region of the
Azores.
Decree-Law No. 11/93, of 1993-01-15, in its current version
(Statute of the National Health Service) determines that (our underlining):
Article 1.
The National Health Service , hereinafter referred to
as NHS, is an ordered and hierarchical set of institutions and official
services providing health care, operating under the supervision or supervision
of the Minister of Health .
Article 3
1 - The NHS is organized in health regions.
2 - The health regions are divided into health
sub-regions, integrated by health areas.
Article 6
1 - In each health region there is a regional health
administration, hereinafter referred to as the ARS .
2-the ARS have legal personality, administrative and
financial autonomy and own assets.
3-the ARS have functions of planning, distribution of
resources, guidance and coordination of activities, management of human
resources, technical and administrative support and also evaluating the
functioning of institutions and services providing health care.
4 – (…).
In turn, Decree-Law No. 22/2012 stipulates
Article 1
1 - The Regional Health Administrations, IP, for short
referred to as ARS, IP., are public institutes integrated in the
indirect administration of the State , endwed with administrative and
financial autonomy and their own assets.
2 - The ARS, IP, carry out their duties, under the
supervision and supervision of the Government member responsible for the health
area.
3-the ARS, IP, are governed by the rules contained in
this decree-law, by the provisions of the framework law of public institutes
and the Statute of the National Health Service and other rules that are
applicable to it.
Article 3
1 - The ARS, IP, have the mission of guaranteeing the
population of the respective geographic area of intervention access to the
provision of health care, adapting the available resources to the needs and
complying with and enforcing health policies and programs in their area of
intervention.
2 - The duties of each ARS, IP, within the scope of their
respective territorial constituencies:
a) To carry out the national health policy, in accordance
with global and sectoral policies, aiming at its rational ordering and the
optimization of resources;
b) Participate in the definition of intersectoral planning
coordination measures, with the objective of improving the provision of health
care;
c) Collaborate in the preparation of the National Health
Plan and monitor its execution at the regional level;
d) Develop and promote activities within the scope of public
health, in order to guarantee the protection and promotion of the health of
populations;
e) Ensuring the execution of local intervention programs
with a view to reducing the consumption of psychoactive substances, preventing
addictive behaviors and reducing dependence;
f) Develop, consolidate and participate in the management of
the National Network of Continued Integrated Care in accordance with the defined
guidelines;
g) Ensure the regional planning of human, financial and
material resources, including the execution of the necessary investment
projects, of institutions and services providing health care, supervising their
allocation;
h) Draw up, in line with the guidelines defined at national
level, the map of facilities and equipment;
i) Allocate, in accordance with the guidelines defined by
the Central Administration of the Health System, IP, financial resources to
institutions and health care providers integrated or financed by the National
Health Service and private entities with or without profit , who provide health
care or act within the areas referred to in subparagraphs e) and f);
j) Entering into, monitoring and reviewing contracts within
the scope of public-private partnerships, in accordance with the guidelines
defined by the Central Administration of the Health System, IP, and allocating
the respective financial resources;
l) Negotiate, celebrate and monitor, in accordance with the
guidelines defined at national level, regional contracts, protocols and
conventions, as well as carry out the respective assessment and review, in the
context of the provision of health care as well as in the aforementioned areas
in sub-paragraphs e) and f);
m) To guide, provide technical support and assess the
performance of institutions and services providing health care, in accordance
with the defined policies and with the guidelines and regulations issued by the
competent central services and bodies in the various fields of intervention;
n) Ensuring adequate articulation between health care
services in order to guarantee compliance with the referral network;
o) Allocate financial resources, through the signing,
monitoring and review of contracts within the scope of integrated continuous
care;
p) Develop functional programs for health establishments;
q) Licensing private health care units and units in the area
of dependencies and additive behavior in the social and private sector;
r) Issue opinions on master plans for health units, as well
as on the creation, modification and merger of services;
s) Issue opinions on the acquisition and expropriation of
land and buildings for the installation of health services, as well as on
projects for the installations of health care providers.
3 - In order to carry out their duties, the ARS, IP may
collaborate with each other and with other entities in the public or private
sector, with or without profit, under the terms of the legislation in force.
5. The requested habeas corpus measure falls
within the provisions of article 220 of the CPPenal, which reads as follows:
Habeas corpus due to illegal detention
1 - Those detained at the order of any authority may request
the investigating judge of the area where they are located to order their
immediate judicial presentation, on any of the following grounds:
a) The deadline for delivery to the judiciary has been
exceeded;
b) Keeping detention outside legally permitted places;
c) The arrest was made or ordered by an incompetent
entity;
d) Be the detention motivated by a fact for which the law
does not allow it.
2 - The application can be signed by the detainee or by any
citizen in the enjoyment of their political rights.
3 — Any authority that raises an illegitimate obstacle to
the submission of the application referred to in the preceding paragraphs or to
its referral to the competent judge is punishable with the penalty provided for
in article 382 of the Penal Code.
6. Appreciating.
Article 401 of the CP Penal stipulates the following:
1 - They have legitimacy to appeal:
a) The Public Prosecutor's Office, of any decisions, even if
in the exclusive interest of the accused;
b) The defendant and the assistant, of decisions rendered
against them;
c) The civil parties, from the decisions rendered against
each one;
d) Those who have been sentenced to pay any sums, under the
terms of this Code, or have to defend a right affected by the decision.
2 - Anyone who has no interest in acting cannot appeal.
7. The first question that arises here is that of the
appellant's legitimacy, in an appeal in criminal proceedings.
i. We are within the scope of a criminal
jurisdiction, whose purpose is to ensure the effective exercise of the State 's
jus puniendi, that is, which is dedicated to investigating and deciding
on behavior that constitutes a crime or administrative infraction.
It is in this context and with such purpose in mind that the
Law determines who has the legitimacy to be able to discuss the goodness of a
decision rendered by a criminal court.
ii. In this case, we find that the appellant is not a
defendant, is not an assistant and has not made any civil claim that, in view
of the principle of adhesion, would determine her status as plaintiff or
defendant.
iii. Thus, under the Law and given the list of
interveners that the legislator understood may have legitimacy to intervene in
a process in this type of jurisdiction, on appeal, we must immediately conclude
that the appellant lacks legitimacy to be able to discuss the content of a
court decision in this context.
iv. In fact, the commission of any crime, nor any
illicit offense of an administrative nature is not discussed here, given that
the issue of possible consequences at the criminal level, the recognition of
the existence of an illegal detention, is a matter that will have to be
discussed in its own seat - that is, in an inquiry that may be opened for this
purpose, being completely foreign to the decision of the present case.
v. We conclude, therefore, that the appellant lacks
legitimacy to file an appeal against the decision rendered by the “a quo”
court.
8. Regardless of the question of legitimacy, it
appears that, similarly, the appellant lacks an interest in bringing
proceedings.
i. As follows from peaceful jurisprudence and
doctrine in this regard, the interest in acting means the need for someone to
use the appeal mechanism as a way of reacting against a decision that
entails a disadvantage for the interests that it defends or that has frustrated
one of its legitimate expectation or benefit.
ii. Now, in the present case, the question is – did
the decision rendered entail any disadvantage for the interests that ARS
defends? Or a legitimate expectation or benefit of yours?
The answer is manifestly negative.
If not, let's see.
iii. The ARS continues its attributions, under the
supervision and supervision of the member of the Government responsible for the
health area.
Thus, and from the outset, either in view of the functions
entrusted to it, or in view of their manifest hierarchy, before the tutelage,
it will have to be concluded that no ARS pursues its own autonomous interest,
which it is responsible for defending. Eventually, it will be the respective
Minister or the Government in which it operates, since the “interests” of the
ARS will not be its own, but will be included in the health policy of the
ministry that oversees such entity.
It should be noted, moreover, that in the definition of its
attributions [1]
, it is not assigned any specific defense function, autonomously and in its own
name, in court, of any interests that fall within its functions which, in with
regard to criminal or administrative offence activities, they are none...
iv. In turn, the interest that the appellant itself
intends to defend and which appears in the application, at the end of this
appeal - the validation of the mandatory confinement of the applicants, for
being carriers of the SARS -CoV-2 (AH___) virus and for being in active
surveillance, for high risk exposure, decreed by the health authorities
(SH__SWH__ and NK___) – is something in itself contradictory and goes beyond
the purpose and scope of powers of a criminal court.
Contradictory because the appellant does not admit that
confinement corresponds to deprivation of liberty. If so, it is not clear in
which seat the appellant founds the competence of a criminal court to validate
"confinements”. And outside the scope of action of a criminal court,
because it is not responsible for making declarative decisions to validate
infections or diseases…
v. Finally, it is not seen that a legitimate
expectation or benefit has an entity under the tutelage of a Government agency,
seen frustrated by the decision now being criticized. saw. It follows
from this that the appellant has no interest in acting, which is why, under the
provisions of paragraph 2 of article 401 of the Criminal Code, it cannot appeal
against the decision rendered. 9. The decision rendered by the “a quo” court
to receive this appeal does not bind this court (article 414 of the CPPenal),
so there is nothing to prevent its rejection being determined.
10. Nevertheless, and for the peace and tranquility
of consciences, the following will be added:
Even if it were not understood that way, the appeal
presented would be manifestly unfounded, for the following succinct reasons
:
i. First, for the exhaustive and correct reasoning
set out in the decision, by the “a quo” court, whose content is fully endorsed.
In fact,in view of the Constitution and the Law, the
health authorities do not have the power or legitimacy to deprive any person of
their freedom - even under the label of "confinement", which
effectively corresponds to a detention - since such a decision can only be
determined or validated by a judicial authority, that is, the exclusive
competence, in view of the Law that still governs us, to order or validate such
deprivation of liberty, is assigned exclusively to an autonomous power, to the
Judiciary.
It follows that any person or entity that issues an
order, the content of which leads to the deprivation of physical freedom,
ambulatory, of others (whatever the nomenclature this order takes:
confinement, isolation, quarantine, prophylactic protection, etc.), which
does not comply with the legal provisions, namely the provisions of art. 27 of
the CRP and without having been granted such decision-making power, by law -
from the AR, within the strict scope of the declaration of a state of emergency
or siege , subject to the principle of proportionality - which mandates
and specifies the terms and conditions of such deprivation , will be
carrying out an illegal detention, because ordered by an incompetent entity and
because motivated by a fact that the law does not allow (it should be said,
in fact, that this issue has been debated, over time, in relation to other
public health phenomena, namely with regard to HIV and tuberculosis infection,
for example. And, as far as is known, no one has ever been deprived of their
freedom, for suspicion or certainty of suffering from such diseases, precisely
because the law does not allow it).
It is within this scope that, without any shadow of
doubt, the situation under consideration in this case is included, given that
the appropriate means of defense against illegal detention is subject to the
appeal for habeas corpus, provided for in article 220, als. c) and d) of
the CPPenal.
And, correctly, the “a quo” court ordered the immediate
release of four people who were illegally deprived of liberty.
ii. Second, because the request made in the appeal
proves to be impossible .
If not, let's see:
11. In fact, it is requested that “the mandatory
confinement of the applicants be validated, as they are carriers of the
SARS-CoV-2 virus (AH___) and because they are under active surveillance, for
high risk exposure , decreed by the authorities of health (SH__SWH__ and
NK_).”
12. It is with great astonishment that this court is
faced with such a request, especially considering that the appellant is active
in the health sector.
Since when is it the responsibility of a court to make
clinical diagnoses, on its own initiative and based on the eventual results of
a test? Or to ARS? Since when is the diagnosis of a disease made by decree or
by law?
13. As the appellant has more than an obligation to
know, a diagnosis is a medical act, the sole responsibility of a doctor .
This is what results unequivocally and peremptorily from
Regulation No. 698/2019, of 5.9 (regulation that defines the proper acts of
physicians), published in DR.
There it is determined, in an imperative way (which imposes
its acceptance by all, including the applicant) that (our emphasis):
Article 1
Object
This regulation defines the professional acts of physicians,
their responsibility, autonomy and limits, within the scope of their
performance.
Article 3
Qualification
1 — The doctor is the professional legally qualified
to practice medicine , qualified for the diagnosis ,
treatment, prevention or recovery of diseases and other health problems ,
and able to provide care and intervene on individuals, groups of individuals or
population groups, sick or healthy, with a view to protecting, improving or
maintaining their state and level of health.
two -Physicians with current membership in the Medical
Association are the only professionals who can practice the acts of
physicians , under the terms of the Statute of the Medical Association,
approved by Decree-Law No. 282/77, of 5 July, with the changes introduced by
Law No. 117/2015, of 31 August and this regulation.
Article 6
Medical act in general
1 — The medical act consists of the diagnostic
, prognostic , surveillance , investigation,
medico-legal expertise, clinical coding, clinical audit, prescription and
execution of pharmacological and non-pharmacological therapeutic
measures. pharmacological, medical techniques , surgical and
rehabilitation, health promotion and disease prevention in all its dimensions,
namely physical, mental and social of people, population groups or communities,
respecting the deontological values of the medical profession.
Article 7
Diagnosis
The identification of a disorder, disease or the state
of a disease by studying its symptoms and signs and analyzing the examinations
carried out constitutes a basic health procedure that must be carried out by a
doctor and in each specific area , by a specialist physician and aims
to establish the best preventive, surgical, pharmacological,
non-pharmacological or rehabilitation therapy. 14.
Even under the Mental Health Law, Law No. 36/98, of 24 July,
the diagnosis of the pathology that can lead to compulsory hospitalization is
obligatorily carried out by specialist physicians and their
technical-scientific judgment - inherent to the assessment clinical-psychiatric
- is excluded from the judge's discretion (see articles 13 nº3, 16 and 17 of
the said Law).
15. Thus, any diagnosis or any act of health surveillance
(such as the determination of the existence of viral infection and high risk of
exposure, which are covered by these concepts) made without prior medical
observation to the applicants, without the intervention of a doctor registered
with the OM (which carried out the assessment of its signs and symptoms, as
well as the exams it deemed appropriate to its condition), violates such
Regulation, as well as the provisions of article 97 of the Statute of the
Medical Association, being liable to configure the crime for. and p. by article
358 al.b) (Usurpation of functions) of the Criminal Code, if dictated by
someone who does not have such quality, that is, who is not a physician
registered with the Medical Association.
viola also paragraph 1 of article 6 of the Universal
Declaration on Bioethics and Human Rights, which Portugal has subscribed to and
is internally and externally obliged to respect, since there is no document in
the file proving that the informed consent that this Declaration imposes has
been given. .
It is thus clear that the prescription of auxiliary
diagnostic methods (such as tests for detection of viral infection), as well as
the diagnosis of the existence of a disease, in relation to anyone and
everyone, is a matter that cannot be carried out by Law, Resolution, Decree,
Regulation or any other normative means, as they are acts that our legal system
reserves the exclusive competence of a doctor, given that the doctor, in
advising his patient, should always try to obtain the your informed consent.
16. In the case we are dealing with, there is no
indication or proof that such diagnosis was actually carried out by a qualified
professional under the terms of the Law and who had acted in accordance with
good medical practices.
In fact, what follows from the facts given as established
is that none of the applicants was even seen by a doctor, which is frankly
inexplicable, given the alleged seriousness of the infection.
17. In fact, the only element that appears in the
proven facts, in this regard, is the performance of RT-PCR tests, one of which
had a positive result in relation to one of the applicants.
i. Now, given the current scientific evidence, this
test is, by itself, unable to determine, without a reasonable margin of doubt,
that such positivity corresponds, in fact, to the infection of a person by the
SARS-CoV-2 virus, by several reasons, of which we highlight two (in addition to
the issue of the gold standard which, due to its specificity, we will
not even address):
Because this reliability depends on the number of cycles
that make up the test;
Because this reliability depends on the amount of viral load
present.
ii. In fact, the RT-PCR (Polymerase Chain Reaction)
tests, molecular biology tests that detect the RNA of the virus, commonly used
in Portugal to test and enumerate the number of infected (after nasopharyngeal
collection), are performed by amplification of samples , through repetitive
cycles.
From the number of cycles of such amplification, the greater
or lesser reliability of such tests results.
iii. And the problem is that this reliability proves, in
terms of scientific evidence (and in this field, the judge will have to rely on
the knowledge of experts in the field) more than debatable.
This is what results, among others, from the very recent and
comprehensive study Correlation between 3790 qPCR positive samples and
positive cell cultures including 1941 SARS-CoV-2 isolates , by Rita Jaafar,
Sarah Aherfi, Nathalie Wurtz, Clio Grimaldier, Van Thuan Hoang, Philippe
Colson, Didier Raoult, Bernard La Scola, Clinical Infectious Diseases,
ciaa1491, https://doi.org/10.1093/cid/ciaa1491,
at https://academic.oup.com/cid/advance-article/doi/10.1093
/cid/ciaa1491/5912603 , published at the end of September this year, by Oxford
Academic , carried out by a group that brings together some of the greatest
European and world experts in the field.
This study concludes [2]
, in free translation:
“At a cycle threshold (ct) of 25, about 70% of the samples
remain positive in cell culture (ie were infected): at a ct of 30, 20% of the
samples remain positive; in a ct of 35, 3% of the samples remained positive; and
in a ct above 35, no sample remained positive (infectious) in cell culture (see
diagram).
This means that if a person has a positive PCR test at a
cycle threshold of 35 or higher (as is the case in most laboratories in the US
and Europe), the chances of a person being infected are less than 3%. The
probability of the person receiving a false positive is 97% or higher”.
iv. What follows from these studies is simple -the
possible reliability of the PCR tests carried out depends, from the outset, on
the threshold of amplification cycles they support, such that, up to the
limit of 25 cycles, the test reliability will be around 70%; if 30 cycles are
performed, the degree of reliability drops to 20%; if 35 cycles are reached,
the degree of reliability will be 3%.
v. However, in the present case, the number of
amplification cycles with which PCR tests are carried out in Portugal,
including the Azores and Madeira, is unknown, since we were unable to find
any recommendation or limit in this regard.
saw. In turn, in a very recent study by Elena
Surkova, Vladyslav Nikolayevskyy and Francis Drobniewski, available inhttps://www.thelancet.com/journals/lanres/article/PIIS2213-2600(20)30453-7/fulltext
, published in the equally prestigious The Lancet, Respiratory Medicine ,
refers (in addition to the multiple issues that the Lancet itself). The
accuracy of the test raises, regarding the specific detection of the sars-cov 2
virus, strong doubts regarding compliance with the so-called gold standard
) that (free translation):
"Any diagnostic test must be interpreted in the
context of the actual possibility of the disease, existing before its
realization . For Covid-19, this decision to perform the test
depends on the prior assessment of the existence of symptoms, a previous
medical history of Covid 19 or the presence of antibodies, any potential
exposure to this disease and no likelihood of another possible diagnosis. ”
[3]
“One of the potential reasons for presenting positive results could be the
prolonged shedding of viral RNA, which is known to extend for weeks after
recovery in those who were previously exposed to SARS-CoV-2. However, and
more importantly, there is no scientific data to suggest that low levels of
viral RNA by RT-PCR equate to infection, unless the presence of infectious
viral particles has been confirmed by laboratory culture methods .
In summary, Covid-19 tests that accuse false positives
are increasingly likely in the current epidemiological climate scenario in the
UK, with substantial consequences at the personal, health system and societal
level .” [4]
18. Thus, with so many scientific doubts, expressed by
experts in the field, which are the ones that matter here, as to the
reliability of such tests, ignoring the parameters of their performance and
with no diagnosis made by a physician, in the sense of the existence of
infection and risk, it would never have been possible for this court to
determine that AH___ was a carrier of the SARS-CoV-2 virus, nor that SH__SWH__
and NK_ had been exposed to high risk.
19.In a final summary, it will be said that, since
the appeal filed is inadmissible, due to lack of legitimacy and lack of
interest in acting on the part of the appellant, as well as manifestly
unfounded, it will have to be rejected, pursuant to the provisions in articles
401 nº 1 al. a), 417 nº6 al. b) and article 420 nº 1 paragraphs. a) and b), all
from the Criminal CP. iv – decision. In view of the foregoing, and
pursuant to the provisions of articles 417, no. 6, al. b) and 420 nº 1 als. a)
and b), both of the Code of Criminal Procedure, the appeal filed by the REGIONAL
HEALTH AUTHORITY, represented by the Regional Directorate of Health of the
Autonomous Region of the Azores , is rejected .
Pursuant to paragraph 3 of article 420 of the CPPenal, the
appellant is sentenced to a procedural sanction of 4 UC, as well as in the TJ
of 4 UC and in the costs.
Immediately inform the “a quo” court of the content of this
judgment. Lisbon, November 11th, 2020 Margarida Ramos de Almeida Ana
Paramés _______________________________________________________
[1]
[1] 2 - The duties of each ARS, IP, within the respective territorial
constituencies are: a) To carry out the national health policy, in accordance
with the global and sectoral policies, aiming at their rational ordering and
the optimization of resources;
b) Participate in the definition of intersectoral planning
coordination measures, with the objective of improving the provision of health
care;
c) Collaborate in the preparation of the National Health
Plan and monitor its execution at the regional level;
d) Develop and promote activities within the scope of public
health, in order to guarantee the protection and promotion of the health of
populations;
e) Ensuring the execution of local intervention programs
with a view to reducing the consumption of psychoactive substances, preventing
addictive behaviors and reducing dependence;
f) Develop, consolidate and participate in the management of
the National Network of Continued Integrated Care in accordance with the
defined guidelines;
g) Ensure the regional planning of human, financial and
material resources, including the execution of the necessary investment
projects, of institutions and services providing health care, supervising their
allocation;
h) Draw up, in line with the guidelines defined at national
level, the map of facilities and equipment;
i) Allocate, in accordance with the guidelines defined by
the Central Administration of the Health System, IP, financial resources to
institutions and health care providers integrated or financed by the National
Health Service and private entities with or without profit , who provide health
care or act within the areas referred to in subparagraphs e) and f);
j) Entering into, monitoring and reviewing contracts within
the scope of public-private partnerships, in accordance with the guidelines
defined by the Central Administration of the Health System, IP, and allocating
the respective financial resources;
l) Negotiate, celebrate and monitor, in accordance with the
guidelines defined at national level, regional contracts, protocols and
conventions, as well as carry out the respective assessment and review, in the
context of the provision of health care as well as in the aforementioned areas
in sub-paragraphs e) and f);
m) To guide, provide technical support and assess the
performance of institutions and services providing health care, in accordance
with the defined policies and with the guidelines and regulations issued by the
competent central services and bodies in the various fields of intervention;
n) Ensuring adequate articulation between health care
services in order to guarantee compliance with the referral network;
o) Allocate financial resources, through the signing,
monitoring and review of contracts within the scope of integrated continuous
care;
p) Develop functional programs for health establishments;
q) Licensing private health care units and units in the area
of dependencies and additive behavior in the social and private sector;
r) Issue opinions on master plans for health units, as well
as on the creation, modification and merger of services;
s) Issue opinions on the acquisition and expropriation of
land and buildings for the installation of health services, as well as on
projects for the installations of health care providers.
[2]
“that at a cycle threshold (ct) of 25, about 70% of samples remained positive
in cell culture (ie were infectious); up to a ct of 30, 20% of samples remained
positive; up to ct of 35, 3% of samples remained positive; and at a ct above
35, no sample remained positive (infectious) in cell culture (see diagram) This
means that if the person gets a “positive” PCR test result at a cycle threshold
of 35 or higher (as applied in most US labs and many European labs),
the chance that the person is infectious is less than
3%. The chance that the person received a “false positive” result
is 97% or higher.
[3]
Any diagnostic test result should be interpreted in the context of the pretest
probability of disease. For COVID-19, the pretest probability assessment
includes symptoms, previous medical history of COVID-19 or presence of
antibodies, any potential exposure to COVID-19, and likelihood of an
alternative diagnosis.1 When low pretest probability exists, positive results
should be interpreted with caution and a second specimen tested for
confirmation.
[4]
Prolonged viral RNA shedding, which is known to last for weeks after recovery,
can be a potential reason for positive swab tests in those previously exposed
to SARS-CoV-2. However, importantly, no data suggests that detection of low
levels of viral RNA by RT-PCR equates with infectivity unless infectious virus
particles have been confirmed with laboratory culturebased methods.7
To summarise, false-positive COVID-19 swab test results
might be increasingly likely in the current epidemiological climate in the UK,
with substantial consequences at the personal, health system, and societal
levels (panel).
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